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(2010-05-06)
| ***** |
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compliance helpful. Must be able to work independently. Must possess series 7, 24, and 63 licenses. Series 14 is a +. JD is a Plus Law degree a plus and 5+ years Compliance experience. Responsibilities Include... reviews to insure proper trading activity and reporting. Educating trading personnel on compliance AMERICAS JOB EXCHANGE
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(2010-05-01)
| ***** |
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Corporate Compliance - Reston Standard Hours 40 Primary Location Indiana - Fishers Requisition ID... products/initiatives or modifications to existing products/strategies to ensure compliance with applicable laws... with IT regulatory compliance with SOX and / or FISMA Experience with automated testing and execution. CLIMBER.COM
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(2010-05-01)
| ***** |
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Audit/SOX Staff is responsible for executing for performing SOX 404 compliance, financial, information... is responsible for executing for performing SOX 404 compliance, financial, information technology CLIMBER.COM
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(2010-05-01)
| ***** |
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for Operational Risk. Key compliance regulations which are a focus are: Fair Lending Laws... Risk Management includes: Credit Risk, Operational Risk, Market Risk, Compliance and Anti-Money CLIMBER.COM
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(2010-04-30)
| ***** |
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and technology using regulatory and compliance to drive solutions and mitigate risk is required. JOBCIRCLE
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(2010-04-29)
| ***** |
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A local healthcare corporation seeking a compliance analyst to assist on a temporary basis.... that is efficient and effective in monitoring operations, and compliance with Federal, State laws... and Compliance Program Integrity. Assist management in identification and analysis of relevant risks to achieving MONSTER
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(2010-04-21)
| ***** |
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compliance helpful. Must be able to work independently. Must possess series 7, 24, and 63 licenses. Series 14 is a +. JD is a Plus Law degree a plus and 5+ years Compliance experience. Responsibilities Include... reviews to insure proper trading activity and reporting. Educating trading personnel on compliance AMERICAS JOB EXCHANGE
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(2010-04-21)
| ***** |
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testing and maintain SOX documentation and processes for the compliance functions. Manage tax planning and accounting periods and methods projects.Essential Tasks * Manage the tax compliance process... tax internal controls SOX documentation and processes for tax compliance functions. * Monitor AMERICAS JOB EXCHANGE
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(2010-04-16)
| ***** |
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, compliance initiatives and customer service. Today, Maxim is one of the largest privately owned..., accountability and compliance throughout Maxim. We are currently seeking qualified applicants for the role of a Compliance Specialist. The Compliance Specialist must maintain MONSTER
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(2010-04-16)
| ***** |
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controls testing and maintain SOX documentation and processes for the compliance functions. Manage tax... Manage the tax compliance process and complete complex calculations for income, sales and use, VAT... and processes for tax compliance functions. * Monitor and communicate tax legislative, regulatory MONSTER
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