Showing 200 Results of about 4310 Jobs
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Check Out the Median Salary for It Compliance in New York IT Compliance Market Overview
(2009-11-20)
Compliance Advisory - Bank Regulatory and Corporate
Deutsche Bank    (New York, NY)
the Chief Operating Office, Compliance, Corporate Security & Business Continuity, Credit Risk... Compliance?s work of identifying and managing regulatory risks, therefore is critical. Compliance... Regulatory Compliance team provides Compliance advice for the growing GTB businesses: Trust & Securities   EFINANCIALCAREERS
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(2009-11-20)
Senior Records and Technology Compliance Officer
Morgan Stanley    (New York, NY)
Category: Legal/CompliancePosition Title: Senior Records and Technology Compliance OfficerJob Level... DescriptionPosition Description:Legal or Compliance professional with significant experience in technology-related... to a senior compliance attorney, and focus on global coordination of recordkeeping governance   EFINANCIALCAREERS
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(2009-11-21)
AVP Compliance - Technology
Moody s Corporation    (New York, NY)
Compliance Officer will work for an entity operating in an evolving global regulatory environment assisting the compliance officers in developing, implementing and administering the company s internal compliance function. The ideal candidate: should be a self-starter ResponsibilitiesThe Role The AVP   EFINANCIALCAREERS
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(2009-11-21)
Chief Compliance Officer
Not Disclosed    (New York, NY)
management firm is currently looking to hire a Chief Compliance Officer who will manage a team which oversees a compliance program. Candidates MUST have experience with the Investment Advisers Act of 1940... the Americas compliance team. Direct and control the overall compliance program and strategy   EFINANCIALCAREERS
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(2009-11-21)
Alternatives Investment Group and Structured Compliance
Morgan Stanley    (New York, NY)
DescriptionPosition Description:The Compliance Department of Morgan Stanley Smith Barney is seeking a Compliance Officer to help provide advisory services to the Alternatives Investment Group... and will participate in wide-ranging compliance and business initiatives. This position also requires   EFINANCIALCAREERS
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(2009-11-21)
Wrap Accounts/Managed Accounts Compliance Officer
The Compliance Search Group LLC    (New York, NY)
of a compliance team that is responsible for supporting the retail Registered Investment Advisers (RIA). Areas of concentration will include regulatory compliance, product and operational support, and the annual compliance review requirement. This person will support and work closely with the RIA Product   EFINANCIALCAREERS
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(2009-11-21)
Chief Compliance Officer - Global Investment Advisor
Capstone Investment Advisors, LLC    (New York, NY)
seasoned CCO to join our New York City Headquarters Location. Chief Compliance Officer ? Global Investment Adviser - New York City Headquarters Location.Role/Title: Chief Compliance Officer Minimum... managing hedge funds. CCO will also support compliance programs for UK and Singapore investment   EFINANCIALCAREERS
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(2009-11-21)
Compliance Officer
Robert Half International    (New York, NY)
590253 Apply online Save this job Send to friend Print this job Compliance Officer-Asset... operations, commercial lending, compliance, derivatives, fund/hedge fund accounting, investment..., is looking to add a Compliance Officer to their NYC office. Candidates must have 5 years or more   EFINANCIALCAREERS
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(2009-11-21)
Compliance Associate
Tower Research Capital LLC    (New York, NY)
, a high-frequency proprietary trading firm, seeks a motivated and highly organized Compliance Associate to support Tower s Compliance and Legal teams. The candidate should be proactive and meticulously... various internal departments Assisting the Chief Compliance Officer in compliance matters, including   EFINANCIALCAREERS
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(2009-11-21)
AVP - Compliance
Moody s Corporation    (New York, NY)
compliance function operates globally to provide compliance support, guidance and implementation to its business lines. Responsibilities: The AVP - Compliance officer will work for an entity...: Moody s compliance function operates globally to provide compliance support, guidance and implementation   EFINANCIALCAREERS
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