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Check Out the Median Salary for It Compliance in New York IT Compliance Market Overview
(2009-11-21)
Chief Compliance Officer - Global Investment Advisor
Capstone Investment Advisors, LLC    (New York City, NY)
seasoned CCO to join our New York City Headquarters Location. Chief Compliance Officer ? Global Investment Adviser - New York City Headquarters Location.Role/Title: Chief Compliance Officer Minimum... managing hedge funds. CCO will also support compliance programs for UK and Singapore investment   EFINANCIALCAREERS
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(2009-11-19)
AVP - Compliance
Moody s Corporation    (New York City, NY)
compliance function operates globally to provide compliance support, guidance and implementation to its business lines. Responsibilities: The AVP - Compliance officer will work for an entity...: Moody s compliance function operates globally to provide compliance support, guidance and implementation   EFINANCIALCAREERS
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(2009-11-19)
Compliance Business Analyst
Michael Page International    (New York City, NY)
class leader who is looking for a strong Business Analyst to join the Compliance Business Analysis... test plans and tests scenarios, manage UAT processProvide specific compliance knowledge business... with Regulatory, Compliance and Legal contacts in order to be updated for the different changes within these areas   EFINANCIALCAREERS
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(2009-11-19)
Compliance Assessment - Analyst
Morgan Stanley    (New York City, NY)
Category: Legal/CompliancePosition Title: Compliance Assessment - AnalystJob Level...:The Compliance Assessment Team within the Morgan Stanley Institutional Securities Legal and Compliance Group... have 0- 4 years of experience in the financial services industry (compliance or audit), with an SRO   EFINANCIALCAREERS
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(2009-11-18)
AVP - Compliance
Moody s Corporation    (New York, NY)
compliance function operates globally to provide compliance support, guidance and implementation to its business lines. Responsibilities: The AVP - Compliance officer will work for an entity...: Moody s compliance function operates globally to provide compliance support, guidance and implementation   EFINANCIALCAREERS
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(2009-11-20)
SEC Compliance Assistant Manager Job in NEW YORK 10019,
Robert Half Fina...    (New York, NY)
Compliance Assistant Manager, Robert Half Finance & Accounting
MONSTER
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(2009-11-19)
Compliance Analyst
Superior Group of Companies    (Ny, NY)
Job Id:210599Category:FinanceDescription: Large financial institution is seeking a Compliance Analyst to review exception reports, assist with regulatory inquiries, Anti-Money Laundering (AML... Required Skills / Qualifications: -Minimum 5 years experience in Compliance and Anti-Money   SOLOGIG
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(2009-11-19)
Business Analyst Compliance / Regulatory Reporting
Kforce Technology Staffing    (New York, NY)
Business Analyst Compliance / Regulatory Reporting . . . . . . . . . . . . . . . .... compliance and regulatory reporting required, such as FINRA OATS, OTS, ACT, Best Execution 605/606... experience in the area of U.S. Compliance and Surveillance processing including the data definitions   HOTJOB
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(2009-11-18)
Compliance Assessment - Analyst Job in New York 10036,
Morgan Stanley &...    (New York, NY)
Position Category: Legal/Compliance Position Title: Compliance Assessment - AnalystCompliance Assessment Team within the Morgan Stanley Institutional Securities Legal and Compliance Group is responsible   MONSTER
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(2009-11-19)
Compliance Manager III
Not Disclosed    (New York City, NY)
502464 Apply online Save this job Send to friend Print this job Head of Compliance for Fixed-Income Asset Management at BNY Mellon Asset Management. Rule 206(4)-7 Chief Compliance Officer for Alcentra, Inc., a New York based investment adviser. Manages compliance efforts for the Company as   EFINANCIALCAREERS
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