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Check Out the Median Salary for It Compliance in New York IT Compliance Market Overview
(2009-11-21)
Chief Compliance Officer - Global Investment Advisor
Capstone Investment Advisors, LLC    (New York City, NY)
seasoned CCO to join our New York City Headquarters Location. Chief Compliance Officer ? Global Investment Adviser - New York City Headquarters Location.Role/Title: Chief Compliance Officer Minimum... managing hedge funds. CCO will also support compliance programs for UK and Singapore investment   EFINANCIALCAREERS
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(2009-11-19)
Senior Records and Technology Compliance Officer
Morgan Stanley    (New York City, NY)
Category: Legal/CompliancePosition Title: Senior Records and Technology Compliance OfficerJob Level... DescriptionPosition Description:Legal or Compliance professional with significant experience in technology-related... to a senior compliance attorney, and focus on global coordination of recordkeeping governance   EFINANCIALCAREERS
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(2009-11-19)
Trust Compliance Officer - New York
The Compliance Search Group LLC    (New York City, NY)
of a global investment bank seeks a Trust Compliance Officer. The Trust Compliance Officer will be responsible for implementation, ongoing maintenance and oversight of the compliance program. The Compliance Officer will advise senior management, project managers and infrastructure teams on all   EFINANCIALCAREERS
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(2009-11-19)
AVP Compliance - Technology
Moody s Corporation    (New York City, NY)
Compliance Officer will work for an entity operating in an evolving global regulatory environment assisting the compliance officers in developing, implementing and administering the company s internal compliance function. The ideal candidate: should be a self-starter ResponsibilitiesThe Role The AVP   EFINANCIALCAREERS
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(2009-11-19)
Chief Compliance Officer
Not Disclosed    (New York City, NY)
management firm is currently looking to hire a Chief Compliance Officer who will manage a team which oversees a compliance program. Candidates MUST have experience with the Investment Advisers Act of 1940... and supervise the Americas compliance team. Direct and control the overall compliance program and strategy   EFINANCIALCAREERS
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(2009-11-19)
Alternatives Investment Group and Structured Compliance
Morgan Stanley    (New York City, NY)
DescriptionPosition Description:The Compliance Department of Morgan Stanley Smith Barney is seeking a Compliance Officer to help provide advisory services to the Alternatives Investment Group and Structured... and will participate in wide-ranging compliance and business initiatives. This position also requires   EFINANCIALCAREERS
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(2009-11-19)
Wrap Accounts/Managed Accounts Compliance Officer
The Compliance Search Group LLC    (New York City, NY)
of a compliance team that is responsible for supporting the retail Registered Investment Advisers (RIA). Areas of concentration will include regulatory compliance, product and operational support, and the annual compliance review requirement. This person will support and work closely with the RIA Product   EFINANCIALCAREERS
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(2009-11-19)
Compliance Officer
Robert Half International    (New York City, NY)
590253 Apply online Save this job Send to friend Print this job Compliance Officer-Asset... operations, commercial lending, compliance, derivatives, fund/hedge fund accounting, investment..., is looking to add a Compliance Officer to their NYC office. Candidates must have 5 years or more   EFINANCIALCAREERS
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(2009-11-19)
AVP - Compliance
Moody s Corporation    (New York City, NY)
compliance function operates globally to provide compliance support, guidance and implementation to its business lines. Responsibilities: The AVP - Compliance officer will work for an entity...: Moody s compliance function operates globally to provide compliance support, guidance and implementation   EFINANCIALCAREERS
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(2009-11-19)
Compliance Business Analyst
Michael Page International    (New York City, NY)
class leader who is looking for a strong Business Analyst to join the Compliance Business Analysis... test plans and tests scenarios, manage UAT processProvide specific compliance knowledge business... with Regulatory, Compliance and Legal contacts in order to be updated for the different changes within these areas   EFINANCIALCAREERS
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